35 U.S.C. 120 — Benefit of earlier filing date in the United States
Ninth Edition, Revision 01.2024
[Editor Note: Applicable to a patent application subject to the first inventor to file provisions of the AIA (see 35 U.S.C. 100 (note) ). See 35 U.S.C. 120 (pre‑AIA) for the law otherwise applicable.]
An application for patent for an invention disclosed in the manner provided by section 112(a) (other than the requirement to disclose the best mode) in an application previously filed in the United States, or as provided by section 363 or 385 which names an inventor or joint inventor in the previously filed application shall have the same effect, as to such invention, as though filed on the date of the prior application, if filed before the patenting or abandonment of or termination of proceedings on the first application or on an application similarly entitled to the benefit of the filing date of the first application and if it contains or is amended to contain a specific reference to the earlier filed application. No application shall be entitled to the benefit of an earlier filed application under this section unless an amendment containing the specific reference to the earlier filed application is submitted at such time during the pendency of the application as required by the Director. The Director may consider the failure to submit such an amendment within that time period as a waiver of any benefit under this section. The Director may establish procedures, including the requirement for payment of the fee specified in section 41(a)(7) , to accept an unintentionally delayed submission of an amendment under this section.
(Amended Nov. 14, 1975, Public Law 94-131, sec. 9, 89 Stat. 691; Nov. 8, 1984, Public Law 98-622, sec. 104(b), 98 Stat. 3385; Nov. 29, 1999, Public Law 106-113, sec. 1000(a)(9), 113 Stat. 1501A-563 (S. 1948 sec. 4503(b)(1)); amended Sept. 16, 2011, Public Law 112-29, secs. 15(b) (effective Sept. 16, 2012), 20(j) (effective Sept. 16, 2012) and 3(f) (effective March 16, 2013), 125 Stat. 284; Dec. 18, 2012, Public Law 112-211, sec. 202(b)(3), 126 Stat. 1536; amended Dec. 18, 2012, Public Law 112-211, sec. 102(5) (effective May 13, 2015), 126 Stat. 1531.)
Cited authority
- 35 U.S.C. 100 (note) AIA First inventor to file provisions
- 35 U.S.C. 120 (pre-AIA) Benefit of earlier filing date in the United States
- 35 U.S.C. 112 Specification
- 35 U.S.C. 363 International application designating the United States: Effect
- 35 U.S.C. 385 Effect of international design application
- 35 U.S.C. 41 Patent fees; patent and trademark search systems
Cited by
- 101 General
- 102 Information as to Status of an Application
- 103 Right of Public To Inspect Patent Files and Some Application Files
- 1120 Eighteen-Month Publication of Patent Applications
- 1121 Content of a Patent Application Publication
- 1216.01 Appeals to the U.S. Court of Appeals for the Federal Circuit
- 1302.04 Examiner’s Amendments and Changes
- 1302.09 Classification, Print Figure, and Other Notations
- 1402 Grounds for Filing
- 1405 Reissue and Patent Term
- 1410 Content of Reissue Application
- 1414.01 Reissue Oath or Declaration in Reissue Application Filed On or After September 16, 2012
- 1440 Examination of Reissue Application
- 1451 Divisional Reissue Applications; Continuation Reissue Applications Where the Parent is Pending
- 1481.03 Correction of 35 U.S.C. 119 and 35 U.S.C. 120 Benefits
- 1490 Disclaimers
- 1502.01 Distinction Between Design and Utility Patents
- 1504.02 Novelty
- 1504.03 Nonobviousness
- 1504.04 Considerations Under 35 U.S.C. 112
- 1504.10 Priority Under 35 U.S.C. 119(a)-(d), 386(a) and (b)
- 1504.20 Benefit Under 35 U.S.C. 120
- 1601 Introduction: The Act, Scope, Type of Plants Covered
- 1893.03(a) How To Identify That an Application Is a U.S. National Stage Application
- 1893.03(c) The Priority Date, Priority Claim, and Priority Papers for a U.S. National Stage Application
- 1893.03(d) Unity of Invention
- 1895 A Continuation, Divisional, or Continuation- in- Part Application of a PCT Application Designating the United States
- 1895.01 Handling of and Considerations in the Handling of Continuations, Divisions, and Continuations-In-Part of PCT Applications
- 1896 The Differences Between a National Application Filed Under 35 U.S.C. 111(a) and a National Stage Application Submitted Under 35 U.S.C. 371
- 201.01 National Applications
- 201.02 General Terms Used to Describe Applications
- 201.04 Provisional Application
- 201.06 Divisional Application
- 201.06(c) 37 CFR 1.53(b) and 37 CFR 1.63(d) Divisional-Continuation Procedure
- 201.06(d) 37 CFR 1.53(d) Continued Prosecution Application (CPA) Practice
- 201.07 Continuation Application
- 201.08 Continuation-in-Part Application
- 202 Cross-Noting
- 210 Priority to, or the Benefit of, the Filing Date of a Prior-Filed Application
- 2109 Inventorship
- 211 Claiming the Benefit of an Earlier Filing Date Under 35 U.S.C. 120 and 119(e)
- 211.01 Requirements Related to the Prior-Filed Application
- 211.01(a) Claiming the Benefit of a Provisional Application
- 211.01(b) Claiming the Benefit of a Nonprovisional Application
- 211.01(c) Claiming the Benefit of an International Application Designating the United States
- 211.01(d) Claiming the Benefit of an International Design Application Designating the United States
- 211.02 Reference to Prior Application(s)
- 211.02(a) Correcting or Adding a Benefit Claim After Filing
- 211.03 Time Period for Making a Claim for Benefit Under 37 CFR 1.78
- 211.04 Delayed Benefit Claims
- 211.05 Sufficiency of Disclosure in Prior-Filed Application
- 2120 Rejection on Prior Art
- 213 Right of Priority of Foreign Application
- 213.03 Time for Filing U.S. Nonprovisional Application
- 213.06 Claiming Priority and Filing a Certified Copy in a National Stage Application (35 U.S.C. 371)
- 2132.01 Overcoming a Pre-AIA 35 U.S.C. 102(a) Rejection based on a Printed Publication or Patent
- 2133.02(a) Overcoming a Pre-AIA 35 U.S.C. 102(b) Rejection Based on a Printed Publication or Patent
- 2136 Pre-AIA 35 U.S.C. 102(e)
- 2136.03 Critical Reference Date
- 2136.05 Overcoming a Rejection Under Pre-AIA 35 U.S.C. 102(e)
- 2136.05(a) Antedating a Pre-AIA 35 U.S.C. 102(e) Reference
- 2138.05 “Reduction to Practice”
- 2138.06 “Reasonable Diligence”
- 2139 Rejections Under Pre-AIA 35 U.S.C. 102
- 2139.01 Effective Filing Date of a Claimed Invention Under Pre-AIA 35 U.S.C. 102
- 2139.03 Form Paragraphs for Use in Rejections Under Pre-AIA 35 U.S.C. 102
- 214.03 Office Acknowledgement of Priority Claims
- 2146.03 Examination Procedure With Respect to Pre-AIA 35 U.S.C. 103(c)
- 2146.03(a) Provisional Rejection (Obviousness) Under 35 U.S.C. 103(a) Using Provisional Prior Art Under Pre-AIA 35 U.S.C. 102(e)
- 2148 Form Paragraphs for Use in Rejections Under Pre-AIA 35 U.S.C. 103
- 215 Certified Copy of Foreign Application
- 215.02 Time For Filing Certified Copy – Application Filed On or After March 16, 2013
- 2151 Overview of the Changes to 35 U.S.C. 102 and 103 in the AIA
- 2152.01 Effective Filing Date of the Claimed Invention
- 2152.06 Overcoming a 35 U.S.C. 102(a)(1) or 102(a)(2) Rejection
- 2152.07 Form Paragraphs for Use in Rejections Under AIA 35 U.S.C. 102
- 2154.01(b) Determining When Subject Matter Was Effectively Filed Under AIA 35 U.S.C. 102(d)
- 2155 Use of Affidavits or Declarations Under 37 CFR 1.130 To Overcome Prior Art Rejections
- 2159.02 Applications Filed on or After March 16, 2013
- 2159.03 Applications Subject to the AIA but Also Containing a Claimed Invention Having an Effective Filing Date Before March 16, 2013
- 216.01 Perfecting Claim for Priority Under 35 U.S.C. 119(a)-(d) or (f) After Issuance of a Patent
- 2163 Guidelines for the Examination of Patent Applications Under the 35 U.S.C. 112(a) or Pre-AIA 35 U.S.C. 112, first paragraph, “Written Description” Requirement
- 2163.03 Typical Circumstances Where Adequate Written Description Issue Arises
- 2163.05 Changes to the Scope of Claims
- 2165 The Best Mode Requirement
- 2165.01 Considerations Relevant to Best Mode
- 2172 Subject Matter Which the Inventor or a Joint Inventor Regards as The Invention
- 2217 Statement Applying Prior Art in a Request Filed under 35 U.S.C. 302
- 2256 Prior Art Patents and Printed Publications Reviewed by Examiner in Reexamination
- 2258 Scope of Ex Parte Reexamination
- 2258.02 Claiming Foreign Priority and Domestic Benefit in Reexamination
- 2304.02(c) Explaining Priority
- 2415.01 Determining if a “Sequence Listing XML” Must be Submitted
- 2415.02 Provisional Applications Containing Disclosures of Nucleotides and/or Amino Acids, Compliance with 37 CFR 1.831-1.834
- 2429 Helpful Hints for Sequence Rules Compliance under WIPO ST.25
- 2504 Patents Subject to Maintenance Fees
- 2701 Patent Term
- 2809.01 Information Relating to the Correction of Factual Information
- 2913 Relief from Prescribed Time Limits
- 2920.05(d) Foreign Priority
- 2920.05(e) Benefit Claims Under 35 U.S.C. 386(c)
- 306.01 Assignment of an Application Claiming the Benefits of a Provisional Application
- 402.02(a) Appointment in Application Filed On or After September 16, 2012
- 506 Completeness of Original Application
- 601 Content of Provisional and Nonprovisional Applications
- 601.01 Complete Application
- 601.01(a) Nonprovisional Applications Filed Under 35 U.S.C. 111(a)
- 601.01(c) Conversion to or from a Provisional Application
- 601.05(a) Application Data Sheet (ADS) -- Application Filed On or After September 16, 2012
- 601.05(b) Application Data Sheet (ADS) in Application Filed Before September 16, 2012
- 602.01(a) Inventor’s Oath or Declaration in Application Filed On or After September 16, 2012
- 602.01(b) Inventor’s Oath or Declaration in Application Filed Before September 16, 2012
- 602.01(c) Correction of Inventorship, Name of Inventor, and Order of Names in an Application
- 602.09 Joint Inventors
- 608.01(p) Completeness of Specification
- 609 Information Disclosure Statement
- 609.02 Information Disclosure Statements in Continued Examinations or Continuing Applications
- 609.04(a) Content Requirements for an Information Disclosure Statement
- 701 Statutory Authority for Examination
- 706.02(k) [Reserved]
- 706.07(g) Transitional After-Final Practice
- 707.05 Citation of References
- 708.02(a) Accelerated Examination
- 709 Suspension of Action
- 711.02(c) Termination of Proceedings
- 711.03(c) Petitions Relating to Abandonment
- 714.01(e) Amendments Before First Office Action
- 715 Swearing Behind a Reference — Affidavit or Declaration Under 37 CFR 1.131(a)
- 717.01 Affidavit or Declaration Under 37 CFR 1.130
- 717.02(c) Examination Procedure With Respect to the Prior Art Exception under AIA 35 U.S.C. 102(b)(2)(C)
- 718 Affidavit or Declaration to Disqualify Commonly Owned Patent as Prior Art, 37 CFR 1.131(c)
- 719 File Wrapper
- 802 Basis for Restriction Practice in Statute and Rules
- 803.02 Election of Species Requirements – Markush Claims
- 803.03 Transitional Applications
- 804 Definition of Double Patenting
- 804.02 Avoiding a Double Patenting Rejection
- 35 U.S.C. 100 (note) AIA First inventor to file provisions
- 35 U.S.C. 100 Definitions
- 35 U.S.C. 102 Conditions for patentability; novelty
- 35 U.S.C. 102 (pre-AIA) Conditions for patentability; novelty and loss of right to patent
- 35 U.S.C. 111 Application
- 35 U.S.C. 111 (pre-PLT (AIA)) Application
- 35 U.S.C. 115 Inventor’s oath or declaration
- 35 U.S.C. 120 (pre-AIA) Benefit of earlier filing date in the United States
- 35 U.S.C. 121 Divisional applications
- 35 U.S.C. 135 Derivation proceedings
- 35 U.S.C. 135 (pre-AIA) Interferences
- 35 U.S.C. 154 Contents and term of patent; provisional rights
- 35 U.S.C. 291 Derived Patents
- 35 U.S.C. 291 (pre-AIA) Interfering patents
- 35 U.S.C. 365 Right of priority; benefit of the filing date of a prior application
- 35 U.S.C. 386 Right of priority
- 37 CFR 1.14 Patent applications preserved in confidence
- 37 CFR 1.32 Power of attorney
- 37 CFR 1.53 Application number, filing date, and completion of application
- 37 CFR 1.53 (pre-PLT (AIA)) Application number, filing date, and completion of application
- 37 CFR 1.55 Claim for foreign priority
- 37 CFR 1.63 Inventor’s oath or declaration
- 37 CFR 1.63 (pre-AIA) Oath or declaration
- 37 CFR 1.76 Application data sheet
- 37 CFR 1.78 Claiming benefit of earlier filing date and cross-references to other applications
- 37 CFR 1.98 Content of information disclosure statement
- 37 CFR 1.109 Effective filing date of a claimed invention under the Leahy-Smith America Invents Act
- 37 CFR 1.129 Transitional procedures for limited examination after final rejection and restriction practice
- 37 CFR 1.130 Affidavit or declaration of attribution or prior public disclosure under the Leahy-Smith America Invents Act
- 37 CFR 1.131 Affidavit or declaration of prior invention or to disqualify commonly owned patent or published application as prior art
- 37 CFR 1.137 Revival of abandoned application, or terminated or limited reexamination prosecution
- 37 CFR 1.175 Inventor’s oath or declaration for a reissue application
- 37 CFR 1.362 Time for payment of maintenance fees
- 37 CFR 1.1051 Relief from prescribed time limits