37 CFR 1.10 — Filing of correspondence by Priority Mail Express ®
Ninth Edition, Revision 01.2024
- (a)
- (1) Any correspondence received by the U.S. Patent and Trademark Office (USPTO) that was delivered by the Priority Mail Express ® Post Office to Addressee service of the United States Postal Service (USPS) will be considered filed with the USPTO on the date of deposit with the USPS.
- (2) The date of deposit with USPS is shown by the “date accepted” on the Priority Mail Express ® label or other official USPS notation. If the USPS deposit date cannot be determined, the correspondence will be accorded the USPTO receipt date as the filing date. See § 1.6(a) .
- (b) Correspondence should be deposited directly with an employee of the USPS to ensure that the person depositing the correspondence receives a legible copy of the Priority Mail Express ® mailing label with the “date accepted” clearly marked. Persons dealing indirectly with the employees of the USPS (such as by deposit in a Priority Mail Express ® drop box) do so at the risk of not receiving a copy of the Priority Mail Express ® mailing label with the desired “date accepted” clearly marked. The paper(s) or fee(s) that constitute the correspondence should also include the Priority Mail Express ® mailing label number thereon. See paragraphs (c), (d) and (e) of this section.
- (c) Any person filing correspondence under this
section that was received by the Office and delivered by the
Priority Mail Express
® Post Office to
Addressee service of the USPS, who can show that there is a
discrepancy between the filing date accorded by the Office to the
correspondence and the date of deposit as shown by the “date
accepted” on the Priority Mail Express
®
mailing label or other official USPS notation, may petition the
Director to accord the correspondence a filing date as of the “date
accepted” on the Priority Mail Express
®
mailing label or other official USPS notation, provided that:
- (1) The petition is filed promptly after the person becomes aware that the Office has accorded, or will accord, a filing date other than the USPS deposit date;
- (2) The number of the Priority Mail Express ® mailing label was placed on the paper(s) or fee(s) that constitute the correspondence prior to the original mailing by Priority Mail Express ®; and
- (3) The petition includes a true copy of the Priority Mail Express ® mailing label showing the “date accepted,” and of any other official notation by the USPS relied upon to show the date of deposit.
- (d) Any person filing correspondence under this
section that was received by the Office and delivered by the
Priority Mail Express
® Post Office to
Addressee service of the USPS, who can show that the “date
accepted” on the Priority Mail Express
®
mailing label or other official notation entered by the USPS was
incorrectly entered or omitted by the USPS, may petition the
Director to accord the correspondence a filing date as of the date
the correspondence is shown to have been deposited with the USPS,
provided that:
- (1) The petition is filed promptly after the person becomes aware that the Office has accorded, or will accord, a filing date based upon an incorrect entry by the USPS;
- (2) The number of the Priority Mail Express ® mailing label was placed on the paper(s) or fee(s) that constitute the correspondence prior to the original mailing by Priority Mail Express ®; and
- (3) The petition includes a showing which establishes, to the satisfaction of the Director, that the requested filing date was the date the correspondence was deposited in the Priority Mail Express ® Post Office to Addressee service prior to the last scheduled pickup for that day. Any showing pursuant to this paragraph must be corroborated by evidence from the USPS or that came into being after deposit and within one business day of the deposit of the correspondence in the Priority Mail Express ® Post Office to Addressee service of the USPS.
- (e) Any person mailing correspondence addressed as set
out in §
1.1(a)
to the
Office with sufficient postage utilizing the Priority Mail
Express
® Post Office to Addressee
service of the USPS but not received by the Office, may petition
the Director to consider such correspondence filed in the Office on
the USPS deposit date, provided that:
- (1) The petition is filed promptly after the person becomes aware that the Office has no evidence of receipt of the correspondence;
- (2) The number of the Priority Mail Express ® mailing label was placed on the paper(s) or fee(s) that constitute the correspondence prior to the original mailing by Priority Mail Express ®;
- (3) The petition includes a copy of the originally deposited paper(s) or fee(s) that constitute the correspondence showing the number of the Priority Mail Express ® mailing label thereon, a copy of any returned postcard receipt, a copy of the Priority Mail Express ® mailing label showing the “date accepted,” a copy of any other official notation by the USPS relied upon to show the date of deposit, and, if the requested filing date is a date other than the “date accepted” on the Priority Mail Express ® mailing label or other official notation entered by the USPS, a showing pursuant to paragraph (d)(3) of this section that the requested filing date was the date the correspondence was deposited in the Priority Mail Express ® Post Office to Addressee service prior to the last scheduled pickup for that day; and
- (4) The petition includes a statement which establishes, to the satisfaction of the Director, the original deposit of the correspondence and that the copies of the correspondence, the copy of the Priority Mail Express ® mailing label, the copy of any returned postcard receipt, and any official notation entered by the USPS are true copies of the originally mailed correspondence, original Priority Mail Express ® mailing label, returned postcard receipt, and official notation entered by the USPS.
- (f) The Office may require additional evidence to determine if the correspondence was deposited as Priority Mail Express ® with the USPS on the date in question.
- (g) Any person who mails correspondence addressed as
set out in §
1.1(a)
to the
Office with sufficient postage utilizing the Priority Mail
Express
® Post Office to Addressee
service of the USPS, but has the correspondence returned by the
USPS due to an interruption or emergency in Priority Mail
Express
® service, may petition the
Director to consider such correspondence as filed on a particular
date in the Office, provided that:
- (1) The petition is filed promptly after the person becomes aware of the return of the correspondence;
- (2) The number of the Priority Mail Express ® mailing label was placed on the paper(s) or fee(s) that constitute the correspondence prior to the original mailing by Priority Mail Express ®;
- (3) The petition includes the original correspondence or a copy of the original correspondence showing the number of the Priority Mail Express ® mailing label thereon and a copy of the Priority Mail Express ® mailing label showing the “date accepted”; and
- (4) The petition includes a statement which establishes, to the satisfaction of the Director, the original deposit of the correspondence and that the correspondence or copy of the correspondence is the original correspondence or a true copy of the correspondence originally deposited with the USPS on the requested filing date. The Office may require additional evidence to determine if the correspondence was returned by the USPS due to an interruption or emergency in Priority Mail Express ® service.
- (h) Any person who attempts to mail correspondence
addressed as set out in §
1.1(a)
to the
Office with sufficient postage utilizing the Priority Mail
Express
® Post Office to Addressee
service of the USPS, but has the correspondence refused by an
employee of the USPS due to an interruption or emergency in
Priority Mail Express
® service, may
petition the Director to consider such correspondence as filed on a
particular date in the Office, provided that:
- (1) The petition is filed promptly after the person becomes aware of the refusal of the correspondence;
- (2) The number of the Priority Mail Express ® mailing label was placed on the paper(s) or fee(s) that constitute the correspondence prior to the attempted mailing by Priority Mail Express ®;
- (3) The petition includes the original correspondence or a copy of the original correspondence showing the number of the Priority Mail Express ® mailing label thereon; and
- (4) The petition includes a statement by the person who originally attempted to deposit the correspondence with the USPS which establishes, to the satisfaction of the Director, the original attempt to deposit the correspondence and that the correspondence or copy of the correspondence is the original correspondence or a true copy of the correspondence originally attempted to be deposited with the USPS on the requested filing date. The Office may require additional evidence to determine if the correspondence was refused by an employee of the USPS due to an interruption or emergency in Priority Mail Express ® service.
- (i) Any person attempting to file correspondence under this section that was unable to be deposited with the USPS due to an interruption or emergency in Priority Mail Express ® service which has been so designated by the Director, may petition the Director to consider such correspondence as filed on a particular date in the Office, provided that:
-
- (1) The petition is filed in a manner designated by the Director promptly after the person becomes aware of the designated interruption or emergency in Priority Mail Express ® service;
- (2) The petition includes the original correspondence or a copy of the original correspondence; and
- (3) The petition includes a statement which establishes, to the satisfaction of the Director, that the correspondence would have been deposited with the USPS but for the designated interruption or emergency in Priority Mail Express ® service, and that the correspondence or copy of the correspondence is the original correspondence or a true copy of the correspondence originally attempted to be deposited with the USPS on the requested filing date.
[48 FR 2696, Jan. 20, 1983, added effective Feb. 27, 1983; 48 FR 4285, Jan. 31, 1983, paras. (a) & (c), 49 FR 552, Jan. 4, 1984, effective Apr. 1, 1984; paras. (a)-(c) revised and paras. (d) - (f) added, 61 FR 56439, Nov. 1, 1996, effective Dec. 2, 1996; paras. (d) & (e) revised, 62 FR 53132, Oct. 10, 1997, effective Dec. 1, 1997; para. (a) revised, 67 FR 36099, May 23, 2002, effective June 24, 2002; paras. (c), (d), (d)(3), (e) & (e)(4) revised, 68 FR 14332, Mar. 25, 2003, effective May 1, 2003; para. (a)(1) revised, 68 FR 48286, Aug. 13, 2003, effective Sept. 12, 2003; paras. (g) through (i) added, 69 FR 56481, Sept. 21, 2004, effective Sept. 21, 2004; revised, 79 FR 63036, Oct. 22, 2014, effective Oct. 22, 2014;]
Cited authority
Cited by
- 1134.01 Third Party Submissions Under 37 CFR 1.290
- 1205.01 Time for Filing Appeal Brief
- 1216.01 Appeals to the U.S. Court of Appeals for the Federal Circuit
- 1805 Where To File an International Application
- 1834 Correspondence
- 1865 Filing of Demand
- 1893.01(a)(1) Submissions Required by 30 Months from the Priority Date
- 1893.02 Abandonment
- 201.06(c) 37 CFR 1.53(b) and 37 CFR 1.63(d) Divisional-Continuation Procedure
- 201.06(d) 37 CFR 1.53(d) Continued Prosecution Application (CPA) Practice
- 213.03 Time for Filing U.S. Nonprovisional Application
- 2133 Pre-AIA 35 U.S.C. 102(b)
- 2135.01 The Four Requirements of Pre-AIA 35 U.S.C. 102(d)
- 2139.02 Determining Whether To Apply Pre-AIA 35 U.S.C. 102(a), (b), or (e)
- 2151 Overview of the Changes to 35 U.S.C. 102 and 103 in the AIA
- 2153.01(a) Grace Period Inventor-Originated Disclosure Exception
- 2153.02 Prior Art Exception Under AIA 35 U.S.C. 102(b)(1)(B) to AIA 35 U.S.C. 102(a)(1) (Inventor-Originated Prior Public Disclosure Exception)
- 2224 Correspondence
- 2265 Extension of Time
- 2266 Responses
- 2413.03 How to Submit the “Sequence Listing XML”
- 2422.03(a) “Sequence Listing” Submitted as ASCII Plain Text Files
- 2510 Submission of Maintenance Fee Payments and Documents
- 2515 Information Required for Submission of Maintenance Fee Payment
- 2731 Period of Adjustment
- 2732 Reduction of Period of Adjustment of Patent Term
- 2734 Application for Patent Term Adjustment; Due Care Showing
- 2806 How to File Papers in a Supplemental Examination Proceeding and in Any Resulting Ex Parte Reexamination Proceeding
- 2905.01 Filing Through the USPTO as an Office of Indirect Filing
- 317.01 Recording Date
- 317.02 Correction of Unrecorded Returned Documents and Cover Sheets
- 502 Depositing Correspondence
- 502.05 Correspondence Transmitted by EFS-Web
- 503 Application Number and Filing Receipt
- 505 Date of Receipt Stamp
- 506.02 Review of Refusal To Accord Filing Date
- 509.03(b) Change or Correction of Status
- 510 U.S. Patent and Trademark Office Business Hours
- 511 Postal Service Interruptions and Emergencies
- 512 Certificate of Mailing or Transmission
- 513 Deposit as Priority Mail Express® with U.S. Postal Service
- 607.02 Returnability of Fees
- 608.05 “Sequence Listing,” “Large Tables,” or “Computer Program Listing Appendix” Submitted in ASCII Plain Text or a “Sequence Listing XML” Submitted as XML File Text
- 609.04(b) Timing Requirements for an Information Disclosure Statement
- 609.07 IDSs Electronically Submitted (eIDS) Using Patent Center
- 710.06 Situations When Reply Period Is Reset or Restarted
- 711.03(c) Petitions Relating to Abandonment
- 37 CFR 1.5 Identification of patent, patent application, or patent-related proceeding
- 37 CFR 1.6 Receipt of correspondence
- 37 CFR 1.366 Submission of maintenance fees
- 37 CFR 3.51 Recording date