35 U.S.C. 112 (pre-AIA) — Specification
Ninth Edition, Revision 01.2024
[Editor Note: Not applicable to any patent application filed on or after September 16, 2012. See 35 U.S.C. 112 for the law otherwise applicable.]
The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention.
The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention.
A claim may be written in independent or, if the nature of the case admits, in dependent or multiple dependent form.
Subject to the following paragraph, a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers.
A claim in multiple dependent form shall contain a reference, in the alternative only, to more than one claim previously set forth and then specify a further limitation of the subject matter claimed. A multiple dependent claim shall not serve as a basis for any other multiple dependent claim. A multiple dependent claim shall be construed to incorporate by reference all the limitations of the particular claim in relation to which it is being considered.
An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof.
(Amended July 24, 1965, Public Law 89-83, sec. 9, 79 Stat. 261; Nov. 14, 1975, Public Law 94-131, sec. 7, 89 Stat. 691.)
Cited authority
Cited by
- 1004 Actions Which Require the Attention of a Primary Examiner
- 120 Secrecy Orders
- 1411.02 New Matter
- 1412.01 Reissue Claims Must Be for Same General Invention
- 1449.02 Interference in Reissue
- 1451 Divisional Reissue Applications; Continuation Reissue Applications Where the Parent is Pending
- 1457 Design Reissue Applications and Patents
- 1503.01 Specification
- 1503.02 Drawing
- 1504 Examination
- 1504.02 Novelty
- 1504.04 Considerations Under 35 U.S.C. 112
- 1504.05 Restriction
- 1504.20 Benefit Under 35 U.S.C. 120
- 1605 Specification and Claim
- 1608 Examination
- 1610 The Action
- 1824 The Claims
- 1893.03(d) Unity of Invention
- 1901.02 Information Which Can Be Relied on in Protest
- 201.04 Provisional Application
- 201.06(c) 37 CFR 1.53(b) and 37 CFR 1.63(d) Divisional-Continuation Procedure
- 2103 Patent Examination Process
- 2105 Patent Eligible Subject Matter — Living Subject Matter
- 2106 Patent Subject Matter Eligibility
- 2106.05(d) Well-Understood, Routine, Conventional Activity
- 2107 Guidelines for Examination of Applications for Compliance with the Utility Requirement
- 2107.01 General Principles Governing Utility Rejections
- 2107.02 Procedural Considerations Related to Rejections for Lack of Utility
- 2109 Inventorship
- 211.05 Sufficiency of Disclosure in Prior-Filed Application
- 2111 Claim Interpretation; Broadest Reasonable Interpretation
- 2111.01 Plain Meaning
- 2124 Exception to the Rule That the Reference Must be Prior Art
- 2124.01 Tax Strategies Deemed Within the Prior Art
- 2133.01 Rejections of Continuation-In-Part (CIP) Applications
- 2133.02(a) Overcoming a Pre-AIA 35 U.S.C. 102(b) Rejection Based on a Printed Publication or Patent
- 2133.03(e)(6) Permitted Experimental Activity and Testing
- 2136 Pre-AIA 35 U.S.C. 102(e)
- 2136.02 Content of the Prior Art Available Against the Claims
- 2136.03 Critical Reference Date
- 2136.05(a) Antedating a Pre-AIA 35 U.S.C. 102(e) Reference
- 2136.05(b) Showing The Reference Is Describing An Inventor's Or At Least One Joint Inventor's Own Work
- 2138 Pre-AIA 35 U.S.C. 102(g)
- 2138.05 “Reduction to Practice”
- 2139.01 Effective Filing Date of a Claimed Invention Under Pre-AIA 35 U.S.C. 102
- 2139.03 Form Paragraphs for Use in Rejections Under Pre-AIA 35 U.S.C. 102
- 2143.03 All Claim Limitations Must Be Considered
- 2145 Consideration of Applicant’s Rebuttal Arguments and Evidence
- 2146.03(a) Provisional Rejection (Obviousness) Under 35 U.S.C. 103(a) Using Provisional Prior Art Under Pre-AIA 35 U.S.C. 102(e)
- 2148 Form Paragraphs for Use in Rejections Under Pre-AIA 35 U.S.C. 103
- 2152.01 Effective Filing Date of the Claimed Invention
- 2154.01(b) Determining When Subject Matter Was Effectively Filed Under AIA 35 U.S.C. 102(d)
- 2159.01 Applications Filed Before March 16, 2013
- 2161 Three Separate Requirements for Specification Under 35 U.S.C. 112(a) or Pre-AIA 35 U.S.C. 112, First Paragraph
- 2161.01 Computer Programming, Computer Implemented Inventions, and 35 U.S.C. 112(a) or Pre-AIA 35 U.S.C. 112, First Paragraph
- 2162 Policy Underlying 35 U.S.C. 112(a) or Pre-AIA 35 U.S.C. 112, First Paragraph
- 2163 Guidelines for the Examination of Patent Applications Under the 35 U.S.C. 112(a) or Pre-AIA 35 U.S.C. 112, first paragraph, “Written Description” Requirement
- 2163.01 Support for the Claimed Subject Matter in Disclosure
- 2163.02 Standard for Determining Compliance With the Written Description Requirement
- 2163.03 Typical Circumstances Where Adequate Written Description Issue Arises
- 2163.04 Burden on the Examiner with Regard to the Written Description Requirement
- 2163.05 Changes to the Scope of Claims
- 2163.06 Relationship of Written Description Requirement to New Matter
- 2163.07(b) Incorporation by Reference
- 2164 The Enablement Requirement
- 2164.01(b) How to Make the Claimed Invention
- 2164.01(c) How to Use the Claimed Invention
- 2164.02 Working and Prophetic Examples
- 2164.04 Burden on the Examiner Under the Enablement Requirement
- 2164.05(a) Specification Must Be Enabling as of the Filing Date
- 2164.06(a) Examples of Enablement Issues-Missing Information
- 2164.06(b) Examples of Enablement Issues — Biological and Chemical Cases
- 2164.06(c) Examples of Enablement Issues – Computer Programming Cases
- 2164.07 Relationship of Enablement Requirement to Utility Requirement of 35 U.S.C. 101
- 2164.08 Enablement Commensurate in Scope With the Claims
- 2164.08(a) Single Means Claim
- 2164.08(c) Critical Feature Not Claimed
- 2165 The Best Mode Requirement
- 2165.01 Considerations Relevant to Best Mode
- 2165.02 Best Mode Requirement Compared to Enablement Requirement
- 2165.04 Examples of Evidence of Concealment
- 2166 Rejections Under 35 U.S.C. 112(a) or Pre-AIA 35 U.S.C. 112, First Paragraph
- 2171 Two Separate Requirements for Claims Under 35 U.S.C. 112(b) or Pre-AIA 35 U.S.C. 112, Second Paragraph
- 2172 Subject Matter Which the Inventor or a Joint Inventor Regards as The Invention
- 2172.01 Unclaimed Essential Subject Matter
- 2173 Claims Must Particularly Point Out and Distinctly Claim the Invention
- 2173.01 Interpreting the Claims
- 2173.02 Determining Whether Claim Language is Definite
- 2173.04 Breadth Is Not Indefiniteness
- 2173.05 Specific Topics Related to Issues Under 35 U.S.C. 112(b) or Pre-AIA 35 U.S.C. 112, Second Paragraph
- 2173.05(a) New Terminology
- 2173.05(b) Relative Terminology
- 2173.05(c) Numerical Ranges and Amounts Limitations
- 2173.05(d) Exemplary Claim Language (“for example,” “such as”)
- 2173.05(e) Lack of Antecedent Basis
- 2173.05(f) Reference to Limitations in Another Claim
- 2173.05(g) Functional Limitations
- 2173.05(i) Negative Limitations
- 2173.05(j) Old Combination
- 2173.05(k) Aggregation
- 2173.05(n) Multiplicity
- 2173.05(p) Claim Directed to Product-By- Process or Product and Process
- 2173.05(q) “Use” Claims
- 2173.05(r) Omnibus Claim
- 2173.05(t) Chemical Formula
- 2173.05(u) Trademarks or Trade Names in a Claim
- 2173.05(v) Mere Function of Machine
- 2173.06 Practice Compact Prosecution
- 2174 Relationship Between the Requirements of 35 U.S.C. 112(a) and (b) or Pre-AIA 35 U.S.C. 112, First and Second Paragraphs
- 2175 Form Paragraphs for Use in Rejections Under 35 U.S.C. 112(b) or Pre-AIA 35 U.S.C. 112, Second Paragraph
- 2181 Identifying and Interpreting a 35 U.S.C. 112(f) or Pre-AIA 35 U.S.C. 112, Sixth Paragraph Limitation
- 2182 Search and Identification of the Prior Art
- 2183 Making a Prima Facie Case of Equivalence
- 2184 Determining Whether an Applicant Has Met the Burden of Proving Nonequivalence After a Prima Facie Case Is Made
- 2185 Related Issues Under 35 U.S.C. 112(a) or (b) and Pre-AIA 35 U.S.C. 112, First or Second Paragraphs
- 2186 Relationship to the Doctrine of Equivalents
- 2187 Form Paragraphs for Use Relating to 35 U.S.C. 112(f) or Pre-AIA 35 U.S.C. 112, Sixth Paragraph
- 2205 Content of Prior Art or Section 301 Written Statements
- 2217 Statement Applying Prior Art in a Request Filed under 35 U.S.C. 302
- 2258 Scope of Ex Parte Reexamination
- 2270 Clerical Handling
- 2283 Multiple Copending Ex Parte Reexamination Proceedings
- 2285 Copending Ex Parte Reexamination and Reissue Proceedings
- 2301.02 Definitions
- 2402 The Deposit Rules
- 2403 Deposit of Biological Material
- 2403.02 Plant Material
- 2404 Need or Opportunity to Make a Deposit
- 2404.01 Biological Material That Is Known and Readily Available to the Public
- 2404.03 Reference to a Deposit in the Specification
- 2405 Acceptable Depository
- 2406 Time of Making an Original Deposit
- 2406.01 Description in Application Specification
- 2406.02 Deposit After Filing Date - Corroboration
- 2406.03 Possible Loss of U.S. Filing Date in Other Countries
- 2407.01 In a Pending Application
- 2407.03 Failure to Replace
- 2411 Examination Procedures
- 2411.01 Rejections Based on Deposit Issue
- 2411.02 Replies to Rejections Based on Deposit Issue
- 2422.08 Presumptions Regarding Compliance
- 2429 Helpful Hints for Sequence Rules Compliance under WIPO ST.25
- 2753 Application Contents
- 506 Completeness of Original Application
- 601 Content of Provisional and Nonprovisional Applications
- 601.01 Complete Application
- 601.01(d) Application Filed Without All Pages of Specification
- 601.01(e) Nonprovisional Application Filed Without at Least One Claim
- 608.01 Specification
- 608.01(b) Abstract of the Disclosure
- 608.01(h) Mode of Operation of Invention
- 608.01(k) Statutory Requirement of Claims
- 608.01(m) Form of Claims
- 608.01(n) Dependent Claims
- 608.01(p) Completeness of Specification
- 608.02 Drawing
- 608.02(a) New Drawing — When Replacement is Required Before Examination
- 608.04(a) Matter Not Present in Specification, Claims, or Drawings on the Application Filing Date
- 702.01 Obviously Informal Cases
- 706.03 Rejections Not Based on Prior Art
- 706.03(c) [Reserved]
- 706.03(d) [Reserved]
- 706.03(e) [Reserved]
- 706.06 Rejection of Claims Copied From Patent
- 706.07(a) Final Rejection, When Proper on Second Action
- 707.07(j) State When Claims Are Allowable
- 707.07(l) Comment on Examples
- 708.02(a) Accelerated Examination
- 714.01(e) Amendments Before First Office Action
- 716 Affidavits or Declarations Under 37 CFR 1.132 and Other Evidence Traversing Rejections
- 716.01(c) Probative Value of Objective Evidence
- 716.09 Sufficiency of Disclosure
- 803 Restriction — When Proper
- 803.02 Election of Species Requirements – Markush Claims
- 804.03 Commonly Owned Inventions of Different Inventive Entities; Non-Commonly Owned Inventions Subject to a Joint Research Agreement
- 806.05(f) Process of Making and Product Made
- 806.05(h) Product and Process of Using
- 808.02 Establishing Burden
- 809.02(a) Election of Species Required
- 817 Outline of Letter for Restriction Requirement
- 821.04 Rejoinder
- 821.04(b) Rejoinder of Process Requiring an Allowable Product
- 35 U.S.C. 111 (pre-AIA) Application
- 35 U.S.C. 112 Specification
- 35 U.S.C. 157 (pre-AIA) Statutory invention registration
- 37 CFR 1.51 General requisites of an application
- 37 CFR 1.53 Application number, filing date, and completion of application
- 37 CFR 1.53 (pre-PLT (AIA)) Application number, filing date, and completion of application
- 37 CFR 1.293 (pre-2013-03-16) Statutory invention registration
- 37 CFR 1.294 (pre-2013-03-16) Examination of request for publication of a statutory invention registration and patent application to which the request is directed
- 37 CFR 1.295 (pre-2013-03-16) Review of decision finally refusing to publish a statutory invention registration
- 37 CFR 1.552 Scope of reexamination in ex parte reexamination proceedings
- 37 CFR 1.802 Need or opportunity to make a deposit
- 37 CFR 1.809 Examination procedures
- 37 CFR 1.906 Scope of reexamination in inter partes reexamination proceeding